Welcome to the Corner of Bedford and Main
Check out the News page for links to our first very first Podcast:
Formed in 2012, Bedford and Main focuses on providing consulting services primarily to the broker-dealer community. This includes the worlds of Introducing Brokers, Self-Clearing Brokers, Correspondent Clearing Firms, “Piggyback” Firms, and Start-up Brokers. Yes, we will assist other related financial services clients when it’s a good fit, but we stay true to our core competencies as we call upon 35+ years of hands-on experience managing brokerage firms.
While our experience is deeply rooted, we have kept our services freshly relevant. In recent years, we successfully expanded our core services in response to feedback from clients. We developed an Anti-Money Laundering (AML) independent testing service, which grew to encompass all aspects of brokerage AML compliance.
We also established a Securities Expert Witness and Litigation line of business that has sustained significant growth year after year. It became very clear that our practical knowledge and experience in operational and compliance consulting, perfectly complimented supporting security litigations.
Continuing this growth, we were pleased to announce in 2019 that Bedford and Main Financial Consulting, Inc. was listed in the FINRA Compliance Vendor Directory.
Our business is founded on strong relationships. In fact, our depth of relationships and industry contacts are some of the reasons clients turn to us for help. With only a few years under our “consulting” belts, we are quite proud to point you to our Testimonials page.
Bedford and Main thrives because we love what we do. We strongly believe this is a great industry, dominated by people of good character and integrity. We are proud to work hard to support it.