1. Servicing Introducing Brokers and Self-Clearing Brokers

    Experience Matters
    • Selecting a Clearing Broker
    • Converting to a Self-Clearing or Introducing Broker
    • Contract Negotiations
    • Stategic Project Management
    • Firm Staffing and Restructuring
  2. Focused, Specialized Consulting

    Leverage Our Expertise
    • FINRA Compliance
    • AML & CEO Certifications
    • Conversion Specialist
    • Mergers and Aquisitions 
    • Secondary "Piggyback" Clearing
    • Start-up Firms
  3. Securities Expert Witness & Litigation Services

    Our Unique Strengths
    • Securities Expert Witness Areas of Support
    • 3 Reasons We Stand Out